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Post by sandi66 on Oct 15, 2007 16:21:21 GMT -5
Scottrade has set restrictions on the following securities due to clearing restrictions:
No Buy/Sell Only No Buy/No Sell
.AFPUN ADGSF# .AIUN Bad Toys .CEUUN BCIT# .CRSUN BDGR .CVLUN BHUB# .EPUN CGAR# .FCEUN CITI .FYPUN DTSN# .IPLUN GFTX# .LPVUN IDGI .MKZUN LSMJ# .MMNUN MAMG .PUB MLCO# .TAYUN SAMCF# .TPLUN SAMSF# .TPWUN SDISF# .TRFU SEFPP# .TRFUN SSELY# ATLJ# SSEMF# BKMPP S SEMY# CBRP## SSGFY# CESV SSGQY# CMKX* SSNGY# COHG SSNHY# CWIR SSNLF# DALRQ SSNNF# GBMS SZVPF# GMZP SZVZF# GSFD TNABY# Hansen O UNRMY# HPNN VECG# HVLN WLRE ILGL# WTRO INOV# WWYWB IVCO LSMJ NCVT NNCP# NWACQ ORSTF PAIMP PHGI PHLC PKTO# PMCL PROEQ RAEM SELFF SIVC SOMPF TMMI USCI WHKA XMDC
No Buys/Sells Only - You cannot place buy orders on this security. Only sell orders can be placed.
No Buy/No Sell - You cannot place either buy or sell orders on this security.
* Symbols appearing in green text are recent additions or changes to the list.
Updated 10/12/07
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Post by sandi66 on Oct 17, 2007 7:24:08 GMT -5
A great member of Grape Vine, received the following email from Scottstrade after making inquiry about their restrictions, showing CMKX symbol:
Dear Investor: Thank you for your e-mail. At this time, sell orders are being accepted for CMKX. When you hear of a stock buy back, the company is buying back shares for a reason to be determined by the company. We do not have any information regarding a stock buy back at this point in time. Please let us know if you have any further questions. Sincerely, Daniel C. Scottrade Service Center Broker
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Post by sandi66 on Oct 17, 2007 16:36:34 GMT -5
another received this email today:
Dear Investor: Thank you for your email. CMKM Diamond "CMKX" is on our list of stocks that we only allow orders selling existing shares that are already in a client's account. We do not allow new purchases and do not allow shares to be transferred in to an account. This stock has not traded since Oct 11th when it had a closing price of $0.20. We would not be able to assist you in selling these shares.
Please let us know if you have any additional questions. Sincerely, Don S. National Call Center Scottrade, Inc.
They too have emailed back for a bit more understanding of this.
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Post by tramp on Oct 17, 2007 16:45:28 GMT -5
hmnn .20cents? oct 11th? was that when it first traded, 2002?
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